More on Columbia’s
ALS Symposium
Margaret Wahl
TARRYTOWN, N.Y., June
15, 2003 – The second part of MDA’s ALS Clinical
Trials: The Challenge of the Next Century conference was devoted to understanding
and improving the conduct of ALS trials. Sessions included presentations
on markers of disease progression; determination of outcome measure (end
points) in trials; statistical methodology; the merits of various trial
designs, including placebo group design and other approaches to using
untreated comparison groups; large and small research collaborations;
and calls to action.
Defining the ‘Natural
History’ of ALS
Nigel Leigh of King’s
College Hospital in London posed the question of whether the natural progression
of ALS is changing. Determining this is important, because many trials
of new drugs or other therapies seek to compare the treated group with
the untreated disease -- its natural history. When Leigh’s group
compared ALS patients from before 1996 to those after 1996, he found there
was a 14 percent increase in the probability of surviving for five years.
Leigh attributed the increase in five-year survival to better general
care in ALS, including more widespread use of noninvasive ventilation
and more attention to nutrition with insertion of feeding tubes when needed,
as well as to widespread use of the drug riluzole.
He cautioned against relying
on older natural history data as a baseline for comparison of data from
a treated group in a trial, since the experimental treatment might in
fact not be better than today’s standard care. Ben Brooks, who directs
the MDA/ALS Center at the University of Wisconsin-Madison, says his studies
suggest that riluzole may have more of an effect on ALS early in the progress
of the disease than it does later and that much of the survival improvement
since 1996 can be attributed to riluzole use. He also noted that there
may be factors in ALS that determine the way patients respond to treatments,
including riluzole and any experimental compounds being considered, and
that it’s important to consider these factors if they can be identified.
For instance, he said, age; site of onset of symptoms (whether in the
bulbar muscles, which control the mouth and throat, or in the limb muscles),
and the stage at which a treatment is started could have a large impact
on the trial results.
Edward Kasarskis of the University
of Kentucky in Lexington noted that use of feeding (gastrostomy) tubes
and positive-pressure ventilation are “uncontrolled variables”
in ALS trials. He said that investigators have assumed that these factors
would “wash out” because they would by chance be approximately
equally used by those receiving the treatment and those in the untreated
(control) groups, but that he was not entirely convinced of the truth
of this assumption. For instance, he noted, if an experimental drug were
to increase or decrease weight or appetite, it might influence a patient’s
decision about using a feeding tube and thus blur the effects of the experimental
medication alone.
Finding Trial Endpoints
Jesse Cedarbaum of Regeneron
Pharmaceuticals explored the question of which outcomes to look for in
clinical trials. These outcomes, known as “end points,” have
traditionally been length of survival in the treated and untreated groups,
muscle strength differences in the compared groups, pulmonary function
differences, or quality-of-life differences. Cedarbaum suggested that
other measures might be more indicative of a treatment’s success
or failure. For one thing, he said, it’s becoming more difficult
to define “survival” in ALS now that ventilation can prolong
life to an indefinite extent.
The difference in physical
status between a person who chooses to use ventilation and one who doesn’t
may be minimal, or there may be none at all, but the person who chooses
ventilation will likely survive longer, thus obscuring the measurable
effect of any tested treatment. Cedarbaum said that the timing of disease
progression, the rate of functional decline, or quality-of-life measures
might be good alternatives to survival as outcome measures, or end points,
in an ALS trial.
Biological Markers
of Disease Progression
Research in certain other diseases,
such as cancer and AIDS, is guided by reliable biological markers of disease
progression -- identifiable signs that the disease is worsening, improving
or staying about the same. Cancer trials, for example, have long been
guided by tumor size and extent of spread (staging) and by blood levels
of various molecules, such as prostate-specific antigen, or cell counts.
In ALS, such biological indicators have been scarce but some exist, the
experts noted, and can be used to answer certain types of questions that
arise in clinical research. Finding new and better markers, they suggested,
should be a priority in current ALS investigations.
The lecturers in this section
included M. Flint Beal of Weill Medical College of Cornell University
in New York; Clifton Gooch of Columbia University in New York; Jeremy
Shefner, director of the MDA/ALS Center at Upstate Medical University
in Syracuse, N.Y.; Michael Swash of Royal London Hospital in England;
and Douglas Arnold of McGill University in Montreal. A “motor unit”
is a muscle-controlling nerve cell in the spinal cord with the fibers
that connect it to muscle cells. Counting these motor units, a technique
called MUNE, for “motor unit number estimation,” can be used
to measure their loss during the course of ALS. The technique requires
electrophysiological studies and the ability to interpret the complex
signals that emerge from these. If done correctly, MUNE can provide an
accurate biological marker of at least some aspects of disease progression.
Another marker that relies
on electrophysiology measurements is the “neurophysiological index,”
which is the result of a mathematical calculation that combines the strength
and timing of electrical signals from muscles and nerves. Magnetic resonance
spectroscopy (MRS), which is noninvasive and relatively comfortable for
patients, can determine the status of nerve cells in the brain by measuring
the density of two chemicals, NAA and creatine, and their relationship
to each other. Among the future targets, according to Beal at Cornell,
are 20 recently identified compounds in the blood plasma that investigators
believe may be correlated with ALS progression.
Designing Studies
Testing a new drug or other
therapy may sound easy, but designing a trial that can reliably tell the
difference between disease progression in people who got the treatment
and those who didn’t and provide assurance that results reflect
only that difference is extremely challenging.
Robert Miller, director of
the MDA/ALS Center at California Pacific Medical Center in San Francisco;
Yuko Palesch of the Medical University of South Carolina; Dan Moore of
the University of California at San Francisco; and Stanley Appel, director
of the MDA/ALS Center at Baylor College of Medicine in Houston, each gave
lectures that stimulated much discussion of trial design strategies.
Innovative designs included
some in which each participant receives a placebo (inert substance) and
then the study drug (without knowing when the switch occurs), and in which
the investigators compare progress during the placebo phase and treatment
phase during later analysis. Every participant has a chance to take the
study drug in this design, and comparisons are made between the placebo
and the treatment phase for each person, not between groups of people.
One design, presented by Yuko
Palesch, has been designed to screen out ineffective treatments quickly
and avoid unnecessary exposure to these substances or wasting of time
and resources. Informally known as a “futility study,” this
design compares those taking the drug to statistics on untreated patients
derived from databases. The investigators conduct a short trial to see
whether the drug warrants further investigation. If the drug is not eliminated
at this stage, Palesch cautioned, it’s essential that patients and
doctors not interpret this to mean that the drug is in fact effective.
Futility trials are designed only to eliminate poorly performing drugs
and not to measure positive effects, he said.
Stanley
Appel discussed the use of “historical controls” instead of
placebo controls as untreated comparison groups in trials. Historical
controls are extracted from databases that have recorded the progress
of untreated patients. He said that the disease progression scores taken
from a database of untreated patients at Baylor look the same as those
of patients who received a placebo in several drug trials, leading him
to conclude that historical controls are a valid tool as a placebo group
substitute. Appel’s group used the Appel ALS Scale to take disease
progression measurements for the database. He noted that survival increased
from an average of 30 months in the 1980s to an average of about 40 months
between 1997 and 2001. He said the earlier data could be problematic if
used as a control group now. Historical controls lessen the number of
patients required to conduct a trial and simplify trial execution.
Getting Together
The third day of the conference
was devoted to a discussion of collaborative research groups. The main
ALS research groups in the United States are the Western ALS (WALS) Group,
the New England ALS (NEALS) Group, and the Great Lakes ALS (GLALS) Group.
The audience also heard about the Canadian ALS group and the European
ALS Consortium.
The purposes of these groups
are to accumulate enough participants to achieve a statistically significant
result in a clinical trial; share data and sometimes DNA or tissue samples,
as well as ideas; and present convincing trial designs to funding agencies.
Much of the discussion of the
third day centered around when and whether all U.S. or perhaps all North
American ALS groups should create one large organization that would theoretically
be able to realize all those purposes most efficiently. The downside of
such an endeavor was also mentioned, with some audience members and speakers
expressing concern about the loss of autonomy of the regional groups within
the North American group and perhaps less tolerance of junior members
or innovative ideas should the new organization become too large and bureaucratic.
The group voted to set up a
nominating committee that will in turn propose a steering committee to
develop a national or North American ALS research group
Taking Action
Lewis P. Rowland, founder and
former director of the MDA/ALS Center at Columbia University and now a
professor of neurology at that institution, closed the conference by voicing
several calls to action for the conferees. These were to:
- Plan regular meetings with
the aim of improving trial designs
- Organize a national consortium,
one of the goals of which should be to train clinical investigators
- Improve clinical trials,
making sure the trials have adequate power to show the effects they
seek to show
- Continue with stem cell
and gene therapy research in ALS, as well as with conventional drug
research
- Reconsider drug screening
that uses rodent models, since it has not been able to predict human
responses in most cases, and to consider whether molecular screening
techniques might be better
- Develop a new generation
of ALS investigators by seeking solutions to the problem of financial
obstacles that may deter professionals from entering this field.
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